01702 533 400

DA Compliance Support

Our tailored approach to DA Compliance Support provides Mortgage Brokers with a wide range of services to cater to all of their business needs.

DA Compliance Support Package – £100 pcm*

  • 1 full day based at your office per year to review business processes, risks, files and TCF
  • 4 file reviews per year, the frequency can be dictated by you
  • Compliance support available all year round**
  • Quarterly CPD accredited training events
  • Access to an experienced team of Specialist Lending and Protection Advisers
  • Compliant document suite
  • Business development support – one to one advice and a range of support materials designed to help your business flourish

Additional Add-On Services

You can strengthen the level of compliance support we provide by adding the below services, as and when your business needs them.

  • File review, £45 each.
  • 1 full day based at your office per year that can be tailored to suit your business needs. For example, you may want our Compliance Manager to help you prepare for an FCA visit. £600 per day.
  • Twenty7Tec Mortgage Sourcing. Due to the volume of mortgage sourcing licenses we purchase for our Mortgage Network, we can offer your business mortgage sourcing licenses at a discounted price.

Find Out More

For more information on our DA Compliance Support services, call our Broker Support Team on 01702 533 400 or complete our short registration form.


* Based on up to two regulated Advisers. Additional Advisers can be included on negotiation.

** Fair usage policy applies.